Symplectic ball packing in higher dimensions

Proves Siegel and Yao's conjecture: from dimension six, ball packings are limited only by volume and the two-ball test.

1 paper September 23, 2026 Explained by AI

A symplectic embedding moves a shape while keeping a special kind of area, not just volume. Gromov found that two balls can fail to fit in a bigger ball even when their volumes are small enough. Siegel and Yao conjectured that, from dimension six up, volume and Gromov's two-ball test are the only limits. This paper proves that conjecture for any number of balls of any sizes. Lean, a computer proof checker, has formal statements of this criterion.

First step
1985
Mikhail Gromov, whose two-ball obstruction started symplectic packing rigidity
Significance
Major
It gives, with Lean statements, a complete packing criterion for balls in all dimensions from six up, settling a conjecture of Siegel and Yao.
Trust
Formal proof listed
Field
Differential geometry
1 paper

The explanation

Take a six-dimensional ball of capacity 1, the target. Capacity is π times the squared radius. Try to fit two smaller balls of capacity 0.6 inside it. Their volumes compare as cubes in six dimensions, so together they need 2 × 0.6³ = 0.432 of the target's volume. By volume alone they fit. But a symplectic map must keep a special kind of area, not just volume. Under that rule, two balls fit only if their capacities add to less than 1. Here 0.6 + 0.6 = 1.2, so they do not fit. Now try eight balls of capacity 0.49. Each pair adds to 0.98, below 1. The volumes add to 8 × 0.49³, about 0.941. The paper says these eight balls do fit, filling about 94% of the volume. Nine such balls would need about 1.059, too much.

The setting is a symplectic space, a space with a rule for measuring signed area in pairs of directions. A symplectic embedding is a map that keeps that rule. The question is when several balls embed this way, without overlap, inside a bigger ball. The first test is volume. The second is Gromov's two-ball obstruction: any two capacities must add to less than the target. In dimension four, other obstructions also matter, so these two tests are not enough there. Siegel and Yao conjectured that in higher dimensions they are enough.

Earlier work showed volume suffices in special regimes. Biran showed this for many equal balls in dimension four. Buse and Hind extended it to higher dimensions. Buse, Hind and Opshtein did the same for unequal balls when all are very small.

The paper proves the full criterion for n at least 3. Balls of capacities R1 to Rk fit in the open ball of capacity R under two tests. The n-th powers of the capacities must add to less than Rⁿ. Each pair must add to less than R. The paper proves these two tests are exactly right. The key obstacle is that the volume test is only an average over a region. It does not say the leftover area is positive at every point, so the balls cannot simply be stacked. The paper fixes this with a Hamiltonian comparison, a controlled motion from classical mechanics that rearranges the leftover area. It builds its models over a curved surface with a handle, using tools from algebraic geometry. The proof splits into three cases, by whether one capacity is at least half the target and whether n is 3.

How sure is this? Lean, a computer proof checker, has formal statements of the full criterion for every n at least 3. It also states the necessity direction alone. So the paper proves this result, as far as the Lean statements match the paper. No specialist review is published.

What it doesn't show. This does not cover dimension four, where extra obstructions are known to matter. It also does not give an explicit formula for the embeddings.

Where it came from

This result comes from an unreleased OpenAI model, published in the openai/math release on 6 October 2026.

Hype check

Major, with Lean statements of the full criterion. It covers dimension six and up only; dimension four has extra obstructions. No specialist review is published.

Words used

Symplectic space
A space with a rule that measures signed area in pairs of directions.
Symplectic embedding
A map of one shape into another that keeps the symplectic area rule exactly.
Capacity
For a ball, π times the square of its ordinary radius.
Packing
Placing several shapes inside one larger shape with no overlaps.
Gromov's two-ball obstruction
Two balls fit symplectically in a ball only if their capacities add to less than the target's.
Hamiltonian map
A motion that follows the equations of classical mechanics for some energy function.
Volume obstruction
The simple test that the pieces' total volume must be less than the target's volume.

The original paper

All quoted lines (9)

  1. The first inequality is the volume obstruction. The second is Gromov's two-ball obstruction; it expresses a restriction invisible to volume alone.
    Symplectic Ball Packings in Higher Dimensions Back to text
  2. In real dimension four, additional obstructions remain essential, so the two inequalities in Theorem … do not give a criterion there.
    Symplectic Ball Packings in Higher Dimensions Back to text
  3. Theorem … proves that these obstructions are complete in every real dimension at least six, resolving Siegel and Yao's Conjecture A positively.
    Symplectic Ball Packings in Higher Dimensions Back to text
  4. Buse and Hind extended equal-ball stability to higher-dimensional balls and projective spaces and then to all closed rational symplectic manifolds.
    Symplectic Ball Packings in Higher Dimensions Back to text
  5. For unequal balls, Buse, Hind, and Opshtein proved strong packing stability on every closed symplectic four-manifold, with all capacities required to be sufficiently small.
    Symplectic Ball Packings in Higher Dimensions Back to text
  6. We prove that, for all integers n≥3n\ge3 and k≥1k\ge1 and all positive real capacities R1,…,RkR_1,\ldots,R_k, the closed standard symplectic 2n2n-balls of these capacities embed disjointly into the interior of a ball of capacity R>0R>0 if and only if ∑i=1kRin<Rn,Ri+Rj<R(i≠j).\sum_{i=1}^k R_i^n<R^n, \qquad R_i+R_j<R\quad(i\ne j).
    Symplectic Ball Packings in Higher Dimensions Back to text
  7. This integral condition need not make PP positive at each moment, which is the obstacle to simply stacking the balls.
    Symplectic Ball Packings in Higher Dimensions Back to text
  8. Section … overcomes that obstacle by Hamiltonian comparison.
    Symplectic Ball Packings in Higher Dimensions Back to text
  9. The pairwise inequalities leave three cases, summarized in Figure ….
    Symplectic Ball Packings in Higher Dimensions Back to text

Other sources

  1. openai/math, Lean scope note for family 343 The formalization proves Siegel and Yao's ball-packing criterion in every symplectic dimension 2n2n with n≥3n\ge3.
  2. openai/math release notes (2026): model provenance and review status manuscripts and supporting proof artifacts produced by an internal OpenAI model

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