Perceptron free energies and microscopic jamming exponents

Exact free energies for Ising and spherical perceptrons at every density, and the gap and force exponents at jamming.

4 papers September 24, 2026 Explained by AI

A perceptron is a simple model of random constraints, first studied as a model of memory in neural networks. These four papers claim exact formulas for its free energy, for yes-or-no spins and for spins on a sphere, at every pattern density. One paper also claims the exact way small gaps and weak forces behave at jamming, where solutions run out. Lean has checked the spherical formula and a finiteness fact for the Ising one.

First step
1988
Gardner, and Gardner and Derrida, replica calculations for random-pattern storage
Significance
Major
If they hold, they give the free energy at every density with no smallness condition, plus proven jamming exponents.
Trust
Formal proof listed
Field
Probability and statistical mechanics
4 papers

The explanation

Take two switches, each set to +1 or −1. Draw a random pattern, say (0.5, −1.2). For each setting, multiply and add, then divide by √2. Setting (1, 1) scores about −0.495. Setting (1, −1) scores about 1.202. Setting (−1, 1) scores about −1.202, and (−1, −1) about 0.495. If the rule is score at least zero, two of the four settings pass. Add more random patterns, and fewer settings pass all of them. That is a perceptron: a vector of variables facing random linear constraints.

With N switches and about αN patterns, the question is how big the passing set is, on a log scale per switch. Gardner and Derrida set up this storage problem with replica calculations in 1988. At positive temperature, each constraint becomes soft. A log-potential f rewards or penalises each pattern's score, and the pressure is the log of the average total weight, divided by N.

Rigorous results needed small density. Talagrand and later Bolthausen, Nakajima, Sun and Xu handled only small α. The obstacle is that a sum of nonlinear terms of Gaussian patterns is not itself Gaussian. So the Parisi formula for standard spin glasses does not apply directly.

The first paper claims an exact formula for the Ising perceptron at every positive density. Ising means each variable is ±1. It allows any bounded log-potential and imposes no symmetry, concavity or smallness condition. The fourth paper does the same for the spherical perceptron. There the variables form a vector of fixed length, and the potential must be bounded and continuous. The third paper replaces the Gaussian patterns by a rotation-invariant matrix. Its singular values may follow any compact limiting law, provided none stray far from the rest.

The second paper studies jamming. Jamming is where a system of random constraints just stops having solutions, like grains locking into a pile. Franz and Parisi tied the negative-margin spherical perceptron to the jamming class of high-dimensional spheres. Margin −1 means each score must be at least −1. Near jamming, many constraints are almost tight. Gaps are how far a score sits above its limit. Forces are how hard a tight constraint pushes back.

The paper claims a sharp threshold, with power laws for small gaps and weak forces. The fraction of gaps below u grows like u to the power 1 − γ. The force law has exponent 1 + θ, with γ = 1/(2 + θ). It places γ between 0.4126930 and 0.4126934, and θ between 0.4231063 and 0.4231088, with a numerical certificate. Take u = 0.01. Then 0.01 to the power 1 − γ is about 0.067, nearly seven times larger than 0.01. So tiny gaps are far more common than a straight-line law suggests. Earlier rigorous bounds did not give a sharp threshold at margin −1 or these laws.

How sure is this? A computer proof checker called Lean has checked the spherical perceptron's variational formula, for bounded continuous potentials. For the Ising perceptron, Lean has checked only that the formula's value is a finite number. The Ising convergence, the rotation-invariant extension and the jamming laws are not formalized. No specialist review has been published.

What it doesn't show. This does not cover hard yes-or-no constraints in the Ising papers, or the jamming laws in any other order of limits.

Where it came from

This result comes from an unreleased OpenAI model, published in the openai/math release on 6 October 2026.

Hype check

Major if the papers hold. Lean checks the spherical formula and an Ising finiteness fact only; the jamming result is unchecked and no specialist review is published.

Words used

Perceptron
A model where a vector of variables must satisfy many random linear constraints, first used to study memory in neural networks.
Pattern density
The number of random constraints divided by the number of variables, written α.
Log-potential
A function that turns each constraint's score into a reward or penalty in the weight of a configuration.
Pressure
The log of the average total weight, divided by the number of variables.
Spherical perceptron
A perceptron whose variables are real numbers forming a vector of fixed length.
Jamming
The point where random constraints just stop having any solution, with many constraints nearly tight.
Gap and force
How far a constraint's score sits above its limit, and how hard a tight constraint pushes back.

The original papers (4)

All quoted lines (11)

  1. The statistical-physics study of random-pattern storage was developed by Gardner and Gardner and Derrida.
    The free energy of the Ising random perceptron Back to text
  2. We use the uniform probability prior on the cube and call this normalized log partition function the pressure.
    The free energy of the Ising random perceptron Back to text
  3. The density restrictions in these predecessors are substantive and are absent from Theorem ….
    The free energy of the Ising random perceptron Back to text
  4. Thus the Parisi formula for Gaussian mixed pp-spin Hamiltonians does not directly evaluate this pressure.
    The free energy of the Ising random perceptron Back to text
  5. No symmetry, concavity, or smallness condition is imposed on the activation.
    The free energy of the Ising random perceptron Back to text
  6. We prove an exact variational formula for the limiting pressure of the spherical random perceptron with an arbitrary bounded continuous single-pattern potential.
    The free energy of the spherical random perceptron Back to text
  7. The singular values may have any compact limiting distribution, provided there are no outliers.
    The spherical perceptron with bi-orthogonally invariant disorder Back to text
  8. Franz and Parisi identified this model with the jamming universality class of high-dimensional spheres.
    Microscopic jamming in the negative spherical perceptron Back to text
  9. We prove a sharp feasibility threshold and limiting gap and force laws for the spherical perceptron with margin −1-1 and quadratic penalty.
    Microscopic jamming in the negative spherical perceptron Back to text
  10. A finite numerical certificate for these exponent intervals, together with its mathematical error bounds, is included.
    Microscopic jamming in the negative spherical perceptron Back to text
  11. These bounds do not establish a sharp threshold at margin −1-1 or determine the microscopic gap and force laws studied here.
    Microscopic jamming in the negative spherical perceptron Back to text

Other sources

  1. openai/math, Lean scope note for family 222 This is a supporting well-definedness result. It does not assert convergence of the finite-system pressure or the paper's extension to all bounded Borel log-potentials.
  2. openai/math release notes (2026): model provenance and review status manuscripts and supporting proof artifacts produced by an internal OpenAI model
  3. E. Gardner and B. Derrida, “Optimal storage properties of neural network models”, Journal of Physics A 21 (1988), 271–284
  4. S. Franz and G. Parisi, “The simplest model of jamming”, Journal of Physics A 49 (2016), 145001

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