A characteristic-zero counterexample to Lipman–Zariski
A singular complex surface whose vector fields still form a free basis, against the Lipman–Zariski conjecture.
On a smooth surface, two vector fields can serve as a basis for all the others. The Lipman–Zariski conjecture says the converse holds over the complex numbers. If such a basis exists, the space should have no singular point. This paper claims to build a complex affine surface with a singular point that still has such a basis. That would disprove the conjecture in characteristic zero.
The explanation
Take the surface given by xy = z². At the origin it has a sharp point, like the tip of a cone. Mathematicians call such a point singular. Everywhere else the surface is smooth. A vector field on the surface is a rule that attaches a small arrow at each point. The arrow must point along the surface, never off it.
Test one candidate. The field x∂x − y∂y pushes x up and y down at matching rates. Apply it to xy − z². The result is x·y − y·x, which is 0. So this field stays on the surface. Now try ∂z, which pushes straight up in z. Applied to xy − z², it gives −2z. That is not zero over the ordinary numbers, so ∂z leaves the surface.
Change the rules of arithmetic and the picture shifts. In arithmetic modulo 2, the number 2 equals 0. Then −2z is 0, and ∂z stays on the surface too. The paper cites this kind of example. Take any field of characteristic p. There the surface xy − z^p = 0 has two fields that generate all the others. They are x∂x − y∂y and ∂z. This happens even though the surface has a singular pointSource 1.
The tangent sheaf of a surface is the collection of all its vector fields. It is free of rank two when two fields act like a coordinate system. Every other field is then a unique combination of those two, with polynomial coefficients. A smooth surface always has this property near each point. The Lipman–Zariski conjecture asks for the converse over the complex numbers. A complex variety with locally free tangent sheaf should be nonsingularSource 2. Variety here means a shape cut out by polynomial equations.
Much was known before. Lipman showed that such freeness forces normality, a mild condition that rules out the worst kinds of singular pointsSource 3. Many cases of the conjecture were then proved. Hochster settled the graded case, which includes cones like xy = z²Source 4. Van Straten and Steenbrink proved it for isolated singular points in dimension at least threeSource 5. That left surfaces as a separate problemSource 6. Greb, Kebekus, Kovács and Peternell proved it for Kawamata log terminal spaces, a standard class of mild singularitiesSource 7. Others proved the log canonical case, a wider classSource 8. Graf, and then Bergner and Graf, proved it for surfaces whose singular point has small numerical invariantsSource 9Source 10.
This paper claims to disprove the conjectureSource 11. It builds a normal affine complex surface with a free tangent sheaf of rank two. The surface still has a singular pointSource 12. Affine means the surface is cut out by polynomial equations in ordinary complex space. The freeness holds on the whole surface, and the surface is smooth away from that one pointSource 13.
The obstacle is that positive results cover every easy place to look. Hochster’s theorem rules out a graded coneSource 14. The earlier theorems also rule out mild singular points and small invariants. So the paper starts from a different shape. Blow up the singular point to look at it closely, and it becomes a curve. Here that curve has genus 21, meaning it is a surface with 21 holes. Its self-intersection is −10Source 15. The paper builds the neighbourhood of this curve by hand. It starts from a simple model and changes how the local pieces are glued together. This freedom supplies the two needed vector fieldsSource 16.
The numbers show how far the example sits from the known cases. The genus formula gives the curve’s canonical degree as 2 × 21 − 2 = 40. The paper’s line bundle L has degree 10, and four copies give exactly 40. The geometric genus p_g, a count of independent holomorphic two-forms near the point, is at least 33. The Bergner–Graf criterion proves smoothness when p_g − g − b is at most 2. Here g is 21, and b is 0, since one curve forms no loop. So the quantity is at least 33 − 21 − 0 = 12Source 17. That places the example outside the criteria just describedSource 18.
The construction first gives an isolated analytic singular point, defined by convergent power series rather than polynomialsSource 19. A further step turns it into an affine algebraic surface with the same local structureSource 19. The paper also notes a side result. A related question asked whether repeatedly blowing up at the module of vector fields resolves every singular point. For this surface, every such step does nothing, so the answer is noSource 20Source 21.
How sure is this? No Lean formalization is listed for this paper in the openai/math release. So no computer proof checker has checked it. No specialist review has been published.
What it doesn't show. This does not give a graded or cone-shaped example, and it does not settle any positive case of the conjecture.
Where it came from
This result comes from an unreleased OpenAI model, published in the openai/math release on 6 October 2026.
Hype check
Major only if the construction holds. No Lean formalization is listed, and no specialist review is published. The example is one surface with a large singular-point invariant, not a family.
Words used
- Singular point
- A point where a shape fails to be smooth, such as the tip of a cone.
- Vector field
- A rule that attaches an arrow pointing along the shape at each of its points.
- Tangent sheaf
- The collection of all vector fields on a shape, treated as one algebraic object.
- Free of rank two
- Having two vector fields such that every other one is a unique combination of them.
- Normal
- A mild regularity condition on a shape that rules out the worst kinds of singular points.
- Affine surface
- A two-dimensional shape cut out by polynomial equations in ordinary complex space.
- Characteristic
- The number of ones that add to zero in an arithmetic; ordinary numbers have characteristic zero.
- Genus
- The number of holes of a closed curve viewed as a surface.
The original paper
All quoted lines (21)
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In positive characteristic the corresponding assertion fails even for hypersurfaces: over a perfect field of characteristic , the singular surface has tangent sheaf freely generated by and .
A singular normal affine surface with free tangent sheaf Back to text -
The Lipman–Zariski conjecture asks for the converse: a complex algebraic variety with locally free tangent sheaf should be nonsingular.
A singular normal affine surface with free tangent sheaf Back to text -
Lipman's study of free derivation modules established that local freeness of the tangent sheaf forces normality.
A singular normal affine surface with free tangent sheaf Back to text -
Hochster proved that a reduced finitely generated characteristic-zero algebra with a nonnegative grading and degree-zero part equal to the base field is a polynomial algebra if its derivation module is free at the irrelevant maximal ideal.
A singular normal affine surface with free tangent sheaf Back to text -
Van Straten and Steenbrink used extension of differential forms to prove the isolated-singularity case in dimension at least three.
A singular normal affine surface with free tangent sheaf Back to text -
Their extension argument leaves the surface case as a distinct problem.
A singular normal affine surface with free tangent sheaf Back to text -
Greb, Kebekus, Kov\'acs and Peternell proved the conjecture for Kawamata log terminal spaces.
A singular normal affine surface with free tangent sheaf Back to text -
The log-canonical case was proved by Druel and by Graf and Kov\'acs.
A singular normal affine surface with free tangent sheaf Back to text -
Graf proved smoothness when the geometric genus is at most one, and also when and the exceptional divisor is not a tree of rational curves.
A singular normal affine surface with free tangent sheaf Back to text -
Bergner and Graf then obtained the criterion where is the sum of the genera of the exceptional curves and is the first Betti number of the resolution's dual graph.
A singular normal affine surface with free tangent sheaf Back to text -
This disproves the Lipman–Zariski conjecture in characteristic zero.
A singular normal affine surface with free tangent sheaf Back to text -
There exist a finitely generated normal integral -algebra of Krull dimension two and a maximal ideal such that
A singular normal affine surface with free tangent sheaf Back to text -
Here freeness holds on the entire affine surface, which can be chosen smooth away from the marked point.
A singular normal affine surface with free tangent sheaf Back to text -
Hochster's theorem excludes obtaining the example from a singular positively graded cone with free tangent sheaf.
A singular normal affine surface with free tangent sheaf Back to text -
The analytic singularity constructed here has one exceptional curve of genus and self-intersection . Its canonical discrepancy is , and , so .
A singular normal affine surface with free tangent sheaf Back to text -
Instead, we start with a split line bundle and change the gluing maps of its zero-section neighborhood while preserving the normal bundle.
A singular normal affine surface with free tangent sheaf Back to text -
Its canonical discrepancy is , and , so .
A singular normal affine surface with free tangent sheaf Back to text -
They place the analytic example beyond the log-canonical and geometric-genus criteria just described.
A singular normal affine surface with free tangent sheaf Back to text -
We first construct an isolated Gorenstein analytic surface singularity.
A singular normal affine surface with free tangent sheaf Back to text -
The example also gives a negative answer in characteristic zero to the derivation-blowup question of Barajas, Ch\'avez-Mart\'inez and Romano-Vel\'azquez.
A singular normal affine surface with free tangent sheaf Back to text -
As those authors observe, a singular variety with free tangent sheaf cannot be resolved by iterating this operation at the module of derivations: every step is the identity.
A singular normal affine surface with free tangent sheaf Back to text
Other sources
- openai/math release notes (2026): model provenance
manuscripts and supporting proof artifacts produced by an internal OpenAI model
- J. Lipman, “Free derivation modules on algebraic varieties”, American Journal of Mathematics 87 (1965), 874–898
- P. Graf, “The violation of the Lipman–Zariski conjecture in positive characteristic”, Journal of Algebra 601 (2022), 115–128
- M. Hochster, “The Zariski–Lipman conjecture in the graded case”, Journal of Algebra 47 (1977), 411–424
- D. Greb, S. Kebekus, S. J. Kovács and T. Peternell, “Differential forms on log canonical spaces”, Publ. Math. IHÉS 114 (2011), 87–169
- P. Graf, “The Lipman–Zariski conjecture in low genus”, International Mathematics Research Notices 2021 (2021), 426–441
- H. Bergner and P. Graf, “The Lipman–Zariski conjecture in genus one higher”, Forum of Mathematics, Sigma 8 (2020), e21
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